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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2013. Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes. Washington, DC: The National Academies Press. doi: 10.17226/22457.
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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2013. Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes. Washington, DC: The National Academies Press. doi: 10.17226/22457.
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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2013. Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes. Washington, DC: The National Academies Press. doi: 10.17226/22457.
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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2013. Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes. Washington, DC: The National Academies Press. doi: 10.17226/22457.
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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2013. Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes. Washington, DC: The National Academies Press. doi: 10.17226/22457.
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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2013. Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes. Washington, DC: The National Academies Press. doi: 10.17226/22457.
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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2013. Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes. Washington, DC: The National Academies Press. doi: 10.17226/22457.
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A I R P O R T C O O P E R A T I V E R E S E A R C H P R O G R A M ACRP REPORT 97 TRANSPORTAT ION RESEARCH BOARD WASHINGTON, D.C. 2013 www.TRB.org Research sponsored by the Federal Aviation Administration Subscriber Categories Aviation • Environment Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes Prem Lobo Philip D. Whitefield Donald E. Hagen Missouri university of science and technology center of excellence for aerospace particulate eMissions reduction research Rolla, MO i n a s s o c i a t i o n w i t h Richard C. Miake-Lye Scott C. Herndon Jonathan P. Franklin Edward C. Fortner Michael T. Timko aerodyne research, inc. Billerica, MA W.B. Knighton Montana state university Bozeman, MT Sandy Webb environMental consulting group, llc Annapolis, MD Raymond J. Hoffelt city of chicago Chicago, IL

AIRPORT COOPERATIVE RESEARCH PROGRAM Airports are vital national resources. They serve a key role in trans­ portation of people and goods and in regional, national, and inter­ national commerce. They are where the nation’s aviation system connects with other modes of transportation and where federal respon­ sibility for managing and regulating air traffic operations intersects with the role of state and local governments that own and operate most airports. Research is necessary to solve common operating problems, to adapt appropriate new technologies from other industries, and to introduce innovations into the airport industry. The Airport Coopera­ tive Research Program (ACRP) serves as one of the principal means by which the airport industry can develop innovative near­term solutions to meet demands placed on it. The need for ACRP was identified in TRB Special Report 272: Airport Research Needs: Cooperative Solutions in 2003, based on a study spon­ sored by the Federal Aviation Administration (FAA). The ACRP carries out applied research on problems that are shared by airport operating agencies and are not being adequately addressed by existing federal research programs. It is modeled after the successful National Coopera­ tive Highway Research Program and Transit Cooperative Research Pro­ gram. The ACRP undertakes research and other technical activities in a variety of airport subject areas, including design, construction, mainte­ nance, operations, safety, security, policy, planning, human resources, and administration. The ACRP provides a forum where airport opera­ tors can cooperatively address common operational problems. The ACRP was authorized in December 2003 as part of the Vision 100­Century of Aviation Reauthorization Act. The primary participants in the ACRP are (1) an independent governing board, the ACRP Oversight Committee (AOC), appointed by the Secretary of the U.S. Department of Transportation with representation from airport operating agencies, other stakeholders, and relevant industry organizations such as the Airports Council International­North America (ACI­NA), the American Associa­ tion of Airport Executives (AAAE), the National Association of State Aviation Officials (NASAO), Airlines for America (A4A), and the Airport Consultants Council (ACC) as vital links to the airport community; (2) the TRB as program manager and secretariat for the governing board; and (3) the FAA as program sponsor. In October 2005, the FAA executed a contract with the National Academies formally initiating the program. The ACRP benefits from the cooperation and participation of airport professionals, air carriers, shippers, state and local government officials, equipment and service suppliers, other airport users, and research orga­ nizations. Each of these participants has different interests and respon­ sibilities, and each is an integral part of this cooperative research effort. Research problem statements for the ACRP are solicited periodically but may be submitted to the TRB by anyone at any time. It is the responsibility of the AOC to formulate the research program by iden­ tifying the highest priority projects and defining funding levels and expected products. Once selected, each ACRP project is assigned to an expert panel, appointed by the TRB. Panels include experienced practitioners and research specialists; heavy emphasis is placed on including airport pro­ fessionals, the intended users of the research products. The panels pre­ pare project statements (requests for proposals), select contractors, and provide technical guidance and counsel throughout the life of the project. The process for developing research problem statements and selecting research agencies has been used by TRB in managing cooper­ ative research programs since 1962. As in other TRB activities, ACRP project panels serve voluntarily without compensation. Primary emphasis is placed on disseminating ACRP results to the intended end­users of the research: airport operating agencies, service providers, and suppliers. The ACRP produces a series of research reports for use by airport operators, local agencies, the FAA, and other interested parties, and industry associations may arrange for work­ shops, training aids, field visits, and other activities to ensure that results are implemented by airport­industry practitioners. ACRP REPORT 97 Project 02­17 ISSN 1935­9802 ISBN 978­0­309­28371­7 Library of Congress Control Number 2013954863 © 2013 National Academy of Sciences. All rights reserved. COPYRIGHT INFORMATION Authors herein are responsible for the authenticity of their materials and for obtaining written permissions from publishers or persons who own the copyright to any previously published or copyrighted material used herein. Cooperative Research Programs (CRP) grants permission to reproduce material in this publication for classroom and not­for­profit purposes. Permission is given with the understanding that none of the material will be used to imply TRB or FAA endorsement of a particular product, method, or practice. It is expected that those reproducing the material in this document for educational and not­for­profit uses will give appropriate acknowledgment of the source of any reprinted or reproduced material. For other uses of the material, request permission from CRP. NOTICE The project that is the subject of this report was a part of the Airport Cooperative Research Program, conducted by the Transportation Research Board with the approval of the Governing Board of the National Research Council. The members of the technical panel selected to monitor this project and to review this report were chosen for their special competencies and with regard for appropriate balance. The report was reviewed by the technical panel and accepted for publication according to procedures established and overseen by the Transportation Research Board and approved by the Governing Board of the National Research Council. The opinions and conclusions expressed or implied in this report are those of the researchers who performed the research and are not necessarily those of the Transportation Research Board, the National Research Council, or the program sponsors. The Transportation Research Board of the National Academies, the National Research Council, and the sponsors of the Airport Cooperative Research Program do not endorse products or manufacturers. Trade or manufacturers’ names appear herein solely because they are considered essential to the object of the report. Published reports of the AIRPORT COOPERATIVE RESEARCH PROGRAM are available from: Transportation Research Board Business Office 500 Fifth Street, NW Washington, DC 20001 and can be ordered through the Internet at http://www.national­academies.org/trb/bookstore Printed in the United States of America

The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. On the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Ralph J. Cicerone is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. C. D. Mote, Jr., is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, on its own initiative, to identify issues of medical care, research, and education. Dr. Harvey V. Fineberg is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Ralph J. Cicerone and Dr. C. D. Mote, Jr., are chair and vice chair, respectively, of the National Research Council. The Transportation Research Board is one of six major divisions of the National Research Council. The mission of the Transporta- tion Research Board is to provide leadership in transportation innovation and progress through research and information exchange, conducted within a setting that is objective, interdisciplinary, and multimodal. The Board’s varied activities annually engage about 7,000 engineers, scientists, and other transportation researchers and practitioners from the public and private sectors and academia, all of whom contribute their expertise in the public interest. The program is supported by state transportation departments, federal agencies including the component administrations of the U.S. Department of Transportation, and other organizations and individu- als interested in the development of transportation. www.TRB.org www.national-academies.org

C O O P E R A T I V E R E S E A R C H P R O G R A M S AUTHOR ACKNOWLEDGMENTS The research reported herein was performed under ACRP Project 02­17 by the Missouri University of Science and Technology Center of Excellence for Aerospace Particulate Emissions Reduction Research; Aerodyne Research, Inc.; Montana State University; and Environmental Consulting Group, LLC. The Missouri University of Science and Technology served as the primary contractor. The project team gratefully acknowledges the assistance of United Airlines staff, including Roger E. Peterson, the Senior Manager of Operations Technical Support, and Harold H. Roehrich. For the coor­ dination of the APU measurements the assistance of David Nosek was vital. The project team would also like to thank “Jonathan, Jim, and Gus” for helping with the B767 and B777 despite the cold, and “Perry, Scott, and Billy” for lining up the series of A320s at the hangar. The project team is grateful to Dieter “DJ” Holz for chaperoning the truck through the terminal area tests. Special thanks to Alfonso Perez with O’Hare Airport Operations Staff for securing permission to bring the personnel and instruments to the airport. CRP STAFF FOR ACRP REPORT 97 Christopher W. Jenks, Director, Cooperative Research Programs Crawford F. Jencks, Deputy Director, Cooperative Research Programs Michael R. Salamone, ACRP Manager Joseph D. Navarrete, Senior Program Officer Terri Baker, Senior Program Assistant Eileen P. Delaney, Director of Publications Kami Cabral, Editor ACRP PROJECT 02-17 PANEL Field of Environment Brian Y. Kim, Wyle, Arlington, VA (Chair) Giday A. Girmay, Boeing Commercial Airplanes, Seattle, WA Michael Kenney, KB Environmental Sciences, Inc., St. Petersburg, FL Mark Kunugi, Unicircuit, Denver, CO Todd H. Welty, Reno-Tahoe Airport Authority, Reno, NV Chowen Chou Wey, Army Research Laboratory, Adelphi, MD Carl Ma, FAA Liaison Christine Gerencher, TRB Liaison

F O R E W O R D By Joseph D. Navarrete Staff Officer Transportation Research Board ACRP Report 97: Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes presents the results of a comprehensive test program designed to measure particu­ late matter (PM) emissions from auxiliary power units (APUs) and from tires and brakes during the landing phase of operation of in­service commercial aircraft. While significant emissions data exist for aircraft main engines, only limited data have been available for APUs, and no data existed for PM emissions produced during landing by tires and brakes. The research results, therefore, provide a significant contribution to the characterization of emissions from these sources. The data obtained from the test program were used to develop PM emission indices for APUs and tires. Providing such data will allow airports to improve the accuracy of their PM emissions inventories. Assessment of PM emissions from aircraft operations at airports is growing in impor­ tance as demand for air travel increases, and modeling is often used to estimate emissions due to aviation activity. Although there is increasing information on aircraft main engine PM emissions, little or no PM data are available for on­aircraft APU emissions, or tire and brake emissions during landing operations. To address this lack of data, a measure­ ment campaign for quantifying and characterizing PM emissions from these sources was undertaken. The research, led by the Missouri University of Science and Technology Center of Excellence for Aerospace Particulate Emissions Reduction Research, began with develop­ ing sampling and measurement techniques. These techniques were then applied at a large commercial airport that was selected based on several factors, including access to a repre­ sentational aircraft fleet mix, varied meteorology, and airfield accessibility. Two measure­ ment campaigns, one conducted in late winter and one conducted in the summer, allowed the researchers to evaluate the impact of weather on these emissions sources. Emissions fac­ tors were then computed based on the data. The resulting factors, presented in this report, are now available for use in air quality models. Chapter 1 provides an introduction to the study. A description of the research plan, including the sampling protocol, instrumentation, measurement, and analysis is provided in Chapter 2. Conclusions and suggestions for future research are provided in Chapter 3. A bibliography and a glossary are also provided. Appendix A describes related literature and includes an annotated bibliography. Appendix B describes the process for selecting the study airport and airline. Notable findings show that new technology APUs produce lower PM emissions com­ pared with older models and that, on a mass basis, less than 1 percent of total PM emis­ sions during landing come from the aircraft tires (i.e., the traditional puff of smoke seen at

touchdown). While it was not feasible to compute a PM emissions index for aircraft brakes, the data suggest that the contribution of brake PM to overall PM at the study airport is negligible. These findings represent a significant contribution to the current state of the art in airport emissions assessment.

C O N T E N T S 1 Summary 3 Chapter 1 Introduction 3 1.1 Project Work Plan 3 1.2 Report Organization 4 Chapter 2 Research Approach 4 2.1 Test Site Description 4 2.1.1 Winter 2011 Study at Chicago O’Hare International Airport 4 2.1.2 Summer 2011 Study at Chicago O’Hare International Airport 7 2.2 Sampling, Measurement, and Analysis Plan 7 2.2.1 Sampling Protocol: APU PM Emissions Measurements 7 2.2.2 Sampling System 7 2.2.3 Probe Design: APU Emissions 8 2.2.4 Probe Design: Tire and Brake Emissions 8 2.2.5 Instrumentation Suite 10 2.3 Calculation of APU EIs 10 2.3.1 APU PM Emissions Measurements 11 2.4 APU PM Observations 11 2.4.1 Size Distributions 11 2.4.2 Number­Based EI 13 2.4.3 BC Mass­Based EI 13 2.4.4 Organic Mass EI 13 2.4.5 Summary of Findings on APUs 14 2.5 Tire and Brake PM Emissions Measurements 14 2.5.1 Tire and Brake Emissions (Advected Plume) 15 2.5.2 Tire PM Emissions Measurements 20 2.5.3 Brake PM Emissions Measurements 25 Chapter 3 Conclusions and Suggested Research 25 3.1 Conclusions 25 3.2 Suggested Research 25 3.2.1 APUs 25 3.2.2 Tires 26 3.2.3 Brakes 27 Bibliography 29 Glossary of Terms, Acronyms, and Abbreviations 31 Appendix A Literature Survey and Bibliography 41 Appendix B Airport Selection Process Note: Many of the photographs, figures, and tables in this report have been converted from color to grayscale for printing. The electronic version of the report (posted on the Web at www.trb.org) retains the color versions.

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TRB’s Airport Cooperative Research Program (ACRP) Report 97: Measuring PM Emissions from Aircraft Auxiliary Power Units, Tires, and Brakes presents the results of a comprehensive test program designed to measure particulate matter (PM) emissions from auxiliary power units and from tires and brakes during the landing phase of operations of in-service commercial aircraft.

The research results are designed to provide a significant contribution to the characterization of emissions from these sources with the goal of helping airports improve the accuracy of their PM emissions inventories.

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