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Governance and Management of the Nuclear Security Enterprise (2020)

Chapter: Appendix A: Study Charge Documents

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Suggested Citation:"Appendix A: Study Charge Documents." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2020. Governance and Management of the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25933.
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A

Study Charge Documents

EXTRACT FROM THE FISCAL YEAR 2016
NATIONAL DEFENSE AUTHORIZATION BILL

SEC. 3137

GOVERNANCE AND MANAGEMENT OF NUCLEAR SECURITY ENTERPRISE

  1. Sense of Congress

    It is the sense of Congress that

    1. correcting the longstanding problems with the governance and management of the nuclear security enterprise will require robust, personal, and long-term engagement by the President, the Secretary of Energy, the Administrator for Nuclear Security, and leaders from the appropriate congressional committees;
    2. recent and past studies of the governance and management of the nuclear security enterprise have provided a list of reasonable, practical, and actionable steps that the Secretary and the Administrator should take to make the nuclear security enterprise more efficient and more effective; and
    3. lasting and effective change to the nuclear security enterprise will require personal engagement by senior leaders, a clear plan, and mechanisms for ensuring follow-through and accountability.
  2. Implementation Plan
    1. IMPLEMENTATION ACTION TEAM.
      1. The Secretary and the Administrator shall jointly establish a team of senior officials from the Department of Energy and the National Nuclear Security Administration to develop and carry out an implementation plan to reform the governance and management of the nuclear security enterprise to improve the effectiveness and efficiency of the nuclear security enterprise. Such plan shall be developed
Suggested Citation:"Appendix A: Study Charge Documents." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2020. Governance and Management of the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25933.
×
      1. and implemented in accordance with the National Nuclear Security Administration Act (50 U.S.C. 2401 et seq.), the Atomic Energy Defense Act (50 U.S.C. 2501 et seq.), and any other provision of law.

      2. The team established under paragraph (1) shall be co-chaired by the Deputy Secretary of Energy and the Administrator.
      3. In developing and carrying out the implementation plan, the team shall consult with the implementation assessment panel established under subsection (c)(1).
    1. ELEMENTS.—The implementation plan developed under paragraph (1)(A) shall address all recommendations contained in the covered study (except such recommendations that require legislative action to carry out) by identifying specific actions, milestones, timelines, and responsible personnel to implement such plan.
    2. SUBMISSION.—Not later than March 31, 2016, the Secretary and the Administrator shall jointly submit to the appropriate congressional committees the implementation plan developed under paragraph (1)(A).
  1. Implementation Assessment Panel
    1. AGREEMENT.—Not later than 60 days after the date of the enactment of this Act, the Administrator shall seek to enter into a joint agreement with the National Academy of Sciences and the National Academy of Public Administration to establish a panel of external, independent experts to evaluate the implementation plan developed under subsection (b)(1)(A) and the implementation of such plan.
    2. DUTIES.—The panel established under paragraph (1) shall
      1. provide guidance to the Secretary and the Administrator with respect to the implementation plan developed under subsection (b)(1)(A), including how such plan compares or contrasts with the covered study;
      2. track the implementation of such plan; and
      3. assess the effectiveness of such plan.
    3. REPORTS.
      1. Not later than July 1, 2016, the panel established under paragraph (1) shall submit to the appropriate congressional committees, the Secretary, and the Administrator an initial assessment of the implementation plan developed under subsection (b)(1)(A), including with respect to the completeness of the plan, how the plan aligns with the intent and recommendations made by the covered study, and the prospects for success for the plan.
      2. Beginning February 28, 2017, and semiannually thereafter through 2020, the panel established under paragraph (1) shall brief the appropriate congressional committees, the Secretary, and the Administrator on the efforts of the Secretary and the Administrator to implement the implementation plan developed under subsection (b)(1)(A).
      3. Not later than September 30, 2020, the panel established under paragraph (1) shall submit to the appropriate congressional committees, the Secretary, and the Administrator a final report on the efforts of the Secretary and the Administrator to implement the implementation plan developed under subsection (b)(1)(A), including an assessment of the effectiveness of the reform efforts under such plan and whether further action is needed.
Suggested Citation:"Appendix A: Study Charge Documents." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2020. Governance and Management of the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25933.
×
    1. COOPERATION.—The Secretary and the Administrator shall provide to the panel established under paragraph (1) full and timely access to all information, personnel, and systems of the Department of Energy and the National Nuclear Security Administration that the panel determines necessary to carry out this subsection.
  1. Definitions

    In this section:

    1. APPROPRIATE CONGRESSIONAL COMMITTEES.—The term “appropriate congressional committees” means (A) the Committee on Armed Services, the Committee on Appropriations, and the Committee on Energy and Natural Resources of the Senate; and (B) the Committee on Armed Services, the Committee on Appropriations, and the Committee on Energy and Commerce of the House of Representatives.
    2. COVERED STUDY.—The term “covered study” means the following: (A) The final report of the Congressional Advisory Panel on the Governance of the Nuclear Security Enterprise established by section 3166 of the National Defense Authorization Act for Fiscal Year 2013 (Public Law 112-239; 126 Stat. 2208); and (B) Any other study not conducted by the Secretary or the Administrator that the Secretary determines appropriate for purposes of this section.
    3. NUCLEAR SECURITY ENTERPRISE.—The term “nuclear security enterprise” has the meaning given that term in section 4002(6) of the Atomic Energy Defense Act (50 U.S.C. 2501(6)).
  2. Rules of Construction

    Nothing in this section shall be construed to authorize any action (1) in contravention of section 3220 of the National Nuclear Security Administration Act (50 U.S.C. 2410); or (2) that would undermine or weaken health, safety, or security.

STUDY CHARGE ADOPTED BY THE NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND MEDICINE

In response to the congressional charge quoted above, the National Academies of Sciences, Engineering, and Medicine adopted the statement of task shown in Box A.1 for a study to be jointly undertaken with the National Academy of Public Administration.

Suggested Citation:"Appendix A: Study Charge Documents." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2020. Governance and Management of the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25933.
×
Page 63
Suggested Citation:"Appendix A: Study Charge Documents." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2020. Governance and Management of the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25933.
×
Page 64
Suggested Citation:"Appendix A: Study Charge Documents." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2020. Governance and Management of the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25933.
×
Page 65
Next: Appendix B: Study Methodology and Data Collection »
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The National Nuclear Security Administration (NNSA)leads a nuclear security enterprise that includes three national laboratories, several production facilities, and an experimental test site. NNSA's mission is protect the American people by maintaining a safe, secure, and effective nuclear weapons stockpile; by reducing global nuclear threats; and by providing the U.S. Navy with safe, militarily effective naval nuclear propulsion plants.

The FY2016 National Defense Authorization Act called for the National Academies, in partnership with the National Academy of Public Administration, to track and assess progress over 2016-2020 to reform governance and management of the enterprise. Governance and Management of the Nuclear Security Enterprise assesses the effectiveness of reform efforts and makes recommendations for further action.

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