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Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×

Appendix A

Agendas

FIRST MEETING: MARCH 11–12, 20201

1:00 PM Welcome and Introductions

Maryann Feldman and Scott Stern, co-chairs

1:05 PM Small Business Administration Perspectives

Jennifer Shieh, SBA

John Williams, SBA

2:00 PM Sponsor Perspectives

What are the U.S. government’s goals and expectations for the study?

What data can the government make available for committee use?

Jodi Black, National Institutes of Health

Matthew McMahon, National Institutes of Health

3:30 PM Adjourn for the Day

___________________

1 Guests and most National Academies of Sciences, Engineering, and Medicine staff at the committee’s first meeting participated on-site at the Keck Center. Committee Members participated exclusively via Zoom.

Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×

SECOND MEETING: JUNE 1–3, 2020

2:00 PM Welcome and Introductions

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

2:05 PM The Big Picture

Moderator: Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Manuel Trajtenberg, Tel Aviv University

John Van Reenen, Massachusetts Institute of Technology

Josh Lerner, Harvard Business School

3:30 PM Break
4:00 PM The SBIR/STTR Ecosystem

Moderator: Stephanie Shipp, Biocomplexity Institute and Initiative at the University of Virginia (committee member)

John Harthorne, MassChallenge/Two Lanterns Venture Partners

Greg Keenan, Wisconsin Alumni Research Foundation (WARF)

Trevor Loy, Flywheel Ventures

Phil Weilerstein, VentureWell

John Younger, University City Science Center

5:30 PM Adjourn Day 1
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
11:00 AM Welcome and Introductions

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

11:05 AM Perspectives from SBIR Awardees

Moderator: Gavi Begtrup, Eccrine Systems (committee member)

Shafi Goldwasser, MIT, University of California, Berkeley, and Duality Technologies/Avometric

Chang Hee Kim, GoDx

Peter Leonardi, OmniCyte

Donald McPherson, Enchroma

Chia Soo, University of California, Los Angeles, and Scarless Labs

12:45 PM Break
1:30 PM Key Factors Shaping the Efficacy of Targeted Innovation Programs such as the SBIR/STTR

Moderator: Joshua Graff Zivin, University of California, San Diego (committee member)

Gaétan de Rassenfosse, EPFL

Donna Ginther, University of Kansas

Sabrina Howell, New York University

3:00 PM Break
3:30 PM Perspectives from STTR Awardees

Moderator: Alicia Löffler, Northwestern University (committee member)

Susan Catalano and Nicholas Izzo, Cognition Therapeutics, Inc.

Michael O’Rand, Eppin Pharma

Stanley Kim, WinSanTor

David Mann, Vascular Biosciences

5:00 PM Adjourn Day 2
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
4:00 PM Welcome and Introduction

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

4:05 PM Committee Q&A with Sponsor Representatives

Jodi Black, Matthew McMahon, and Stephanie Fertig, National Institutes of Health

5:00 PM Adjourn Day 3

THIRD MEETING: JULY 7, 2020

5:00 PM Welcome and Introduction

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

5:05 PM Committee Discussion with Alan O’Connor, RTI International
6:00 PM Adjourn
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×

FOURTH MEETING: JULY 21, 2020

5:00 PM Welcome and Introduction

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

5:05 PM Committee Discussion with Jodi Black, Matthew McMahon, and Stephanie Fertig, National Institutes of Health
6:00 PM Adjourn

FIFTH MEETING: SEPTEMBER 1, 2020

5:00 PM Welcome and Introduction

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

5:05 PM Committee Discussion with:

Josh Makower, NEA

Randy Myer, University of North Carolina at Chapel Hill

Stephen Rapundalo, MichBio

6:00 PM Adjourn
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×

SIXTH MEETING: SEPTEMBER 24–25, 2020

2:00 PM Welcome and Introductions

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

2:05 PM Committee Q&A with Sponsor Representatives

Jodi Black, Matthew McMahon, and Kathryn Fritz, National Institutes of Health

3:00 PM Return to Closed Session
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×

SEVENTH MEETING: OCTOBER 28, 2020

5:00 PM Welcome and Introduction

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

5:05 PM Committee Discussion with:

Dimitri Krainc, Northwestern University Feinberg School of Medicine

John J. Puisis, COUR Pharmaceuticals Inc

6:00 PM Adjourn

EIGHTH MEETING: DECEMBER 1, 2020

5:00 PM Welcome and Introduction

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

5:05 PM Committee Discussion with Matthew McMahon, Stephanie Fertig, and Kathryn Fritz, National Institutes of Health
6:00 PM Adjourn
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×

NINTH MEETING: FEBRUARY 3, 2021

5:00 PM Welcome and Introduction

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

5:05 PM Committee Discussion with Matthew McMahon, Stephanie Fertig, and Kathryn Fritz, National Institutes of Health
6:10 PM Adjourn

TENTH MEETING: MARCH 12, 2021

3:00 PM Welcome and Introductions

Maryann Feldman, University of North Carolina at Chapel Hill (co-chair)

Scott Stern, Massachusetts Institute of Technology (co-chair)

3:05 PM Committee Q&A with Sponsor Representatives

Matt McMahon, Stephanie Fertig, and Kathryn Fritz, National Institutes of Health

4:00 PM Return to Closed Session
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×

ELEVENTH MEETING: JUNE 18, 2021

TWELFTH MEETING: OCTOBER 13, 2021

THIRTEENTH MEETING: NOVEMBER 4, 2021

Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×

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Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 231
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 232
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 233
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 234
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 235
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 236
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 237
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 238
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 239
Suggested Citation:"Appendix A: Agendas." National Academies of Sciences, Engineering, and Medicine. 2022. Assessment of the SBIR and STTR Programs at the National Institutes of Health. Washington, DC: The National Academies Press. doi: 10.17226/26376.
×
Page 240
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 Assessment of the SBIR and STTR Programs at the National Institutes of Health
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The National Institutes of Health (NIH) asked the National Academies of Sciences, Engineering, and Medicine to conduct a quadrennial review of its Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs, in accordance with a legislative mandate. Using quantitative and qualitative analyses of data, this report reviews the operations and outcomes stemming from NIH's SBIR/STTR awards.

Drawing on published research and conducting new analyses based on both publicly available data and applicant data provided by NIH, Assessment of the SBIR and STTR Programs at the National Institutes of Health analyzes (1) the effectiveness of NIH's processes and procedures for selecting SBIR and STTR awardees; (2) the effectiveness of NIH's outreach to increase SBIR and STTR applications from small businesses that are new to the programs, from underrepresented states, and from woman-owned and minority-owned businesses; (3) collaborations between small businesses and research institutions resulting from the programs; and (4) a range of direct economic and health care impacts attributable to the programs.

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