STTR: An Assessment of the Small Business Technology Transfer Program (2016) / Chapter Skim
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Appendix C: National Academy of Sciences, Engineering, and Medicine 2014 SBIR/STTR Survey
Appendix C: National Academy of Sciences, Engineering, and Medicine 2014 SBIR/STTR Survey
Pages 126-147
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This survey seeks responses related to the Phase II project entitled [insert project title] , funded by [insert agency name]
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Two independent reviewers will analyze open ended responses with a view to redacting material that could provide clues as to the identity of the respondent prior to their inclusion in the Public Access File. In particular, this review will redact all company names, product names, and PI or other company official names, as well as other potential identity clues.
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Have you already completed a questionnaire about another SBIR or STTR project for this National Academy survey related to [insert company name]
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What percentage of the company's revenues during its most recent completed fiscal year was Federal SBIR/STTR funding (Phase I and/or Phase II)
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Select all that apply. Made an initial public offering Established one or more spin off companies Been acquired by/merged with another firm Planning to make an initial public offering in the next two years Entered into strategic partnership with major industry player None of the above 12.
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Asian-Indian Asian-Pacific Black Hispanic Native American Other [Text box]
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Licensed to another company Market demand too small Company shifted priorities Other (Please specify in comments box below) Comments [Text box]
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22. Did you experience a gap between the end of Phase I and the start of Phase II for this award?
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d. Received gap funding between Phase I and Phase II.
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28. Matching or co-investment funding proposed for Phase II was received from ...
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State or local governments (2) Research institutions (such as colleges, universities or medical centers)
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? If multiple SBIR/STTR awards contributed to the ultimate commercial outcome, report only the share of total sales appropriate to this SBIR/STTR project.
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g. Agency that awarded the Phase II (if not NASA or DoD)
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Select all that apply. SBIR Phase II SBIR Phase IIB Other NIH Funding BARDA funding Internal company and personal funding Angel Funding Venture funding Funding from other companies Other (specify)
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46. How much difference did Phase IIB funding make to the eventual outcome of the project (or its current status if research is not completed)
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Phase I Phase II Both 50. What company provided assistance to you?
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Congress recently increased the standard limit on awards to $1 million for SBIR/STTR. Should the size of Phase II awards be increased even if that means a proportionately lower number of Phase II awards are made?
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Part 7. Working with Project Managers This section seeks information about your interactions with your agency point of contact, who for the purposes of this survey is referred to as a "Project Manager." 59.
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How effective was the Project Manager in connecting the company to sources of Phase III funding (such as acquisition programs or venture/angel funding)
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More than sufficient Sufficient Insufficient 68. Additional comments on working with your Project Manager [Text box]
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78. From your perspective, are there significant differences between SBIR and STTR awards?
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Have you tried to switch an STTR Phase I award to an SBIR Phase II award, or the other way around?
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